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AML Policy

Anti-Money Laundering & Counter-Terrorism Financing Policy

1. Policy Statement

ILYA BIG STAR LIMITED LIABILITY COMPANY is committed to preventing money laundering and terrorist financing. We comply with all applicable regulations including the Act of March 1, 2018 on Counteracting Money Laundering and Financing of Terrorism (OJ 2020, item 971 with amendments) and maintain robust AML/CTF procedures in accordance with Polish and European Union law.

2. Core AML Principles

Know Your Customer (KYC)

No relationship with customers can be established before completing identification procedures and providing reliable information about identity, citizenship, occupation, and sources of wealth.

Client Risk Segmentation

Customers are classified by risk level (Low, Medium, High) for implementing appropriate measures and controls to mitigate risks.

Transaction Monitoring

Ongoing monitoring of business relationships and transactions using IT systems to detect suspicious activities and patterns.

Suspicious Reporting

Mandatory reporting of suspicious transactions to the General Inspector and prosecutor as required by Polish law.

3. Prohibited Counterparties

The Company will not accept the following categories of counterparties:

Persons on official sanctions lists
Residents of prohibited jurisdictions
Persons involved in criminal activities
Unauthorized gambling companies
Unlicensed financial institutions
Shell banks without physical presence
Entities with unclear ownership structure
Pornography/violent content providers
Weapons/military products distributors
Money transmission companies

4. Customer Due Diligence Levels

Low Risk Customers - Simplified CDD

EU residents, third countries with low corruption levels:

  • • Basic document verification
  • • Standard sanctions screening
  • • Limited PEP checks
  • • Basic transaction monitoring

Medium Risk Customers - Standard CDD

Standard business relationships:

  • • Detailed identification procedures
  • • Thorough source of wealth analysis
  • • Standard PEP checks
  • • Regular transaction monitoring

High Risk Customers - Enhanced CDD

High-risk countries, PEPs, suspicious activities:

  • • Enhanced identification and verification
  • • Detailed source of funds documentation
  • • Senior management approval required
  • • Continuous intensive monitoring

5. High-Risk Jurisdictions

The following jurisdictions are identified as high-risk according to European Commission regulations:

Afghanistan
Barbados
Burkina Faso
Cameroon
North Korea (DPRK)
DR Congo
Gibraltar
Haiti
Iran
Jamaica
Mali
Mozambique
Myanmar
Nigeria
Panama
Philippines
Senegal
South Africa
South Sudan
Syria
Tanzania
Trinidad & Tobago
Uganda
UAE
Vanuatu
Vietnam
Yemen

6. Money Laundering Risk Indicators

High-Risk Transaction Indicators

  • • Regular transfers from high-risk countries
  • • Transfers to areas close to terrorist organizations
  • • Numerous transactions just below reporting thresholds
  • • Anonymous bank account usage
  • • Incompatible transactions with customer profile

Customer Behavior Indicators

  • • Unusual or suspicious identification documents
  • • Refusal to provide required documentation
  • • Business structure that doesn't make economic sense
  • • Legal proceedings due to criminal activities
  • • Frequent changes in bank account details

7. AML Training Requirements

AML Officer Training

  • • Annual external course (minimum 30 hours)
  • • Continuous professional development
  • • Specialized compliance certifications
  • • Regular updates on regulatory changes

Staff Training Program

  • • Annual internal training (minimum 20 hours)
  • • Role-specific compliance modules
  • • Regular testing and certification
  • • Incident reporting procedures

8. Reporting Obligations

We are required to report the following to Polish authorities:

  • • Transactions exceeding EUR 15,000 (within 7 days)
  • • Suspicious money laundering/terrorist financing activities (within 2 days)
  • • Transactions from crimes other than ML/TF (within 96 hours)
  • • Currency exchange transactions above EUR 15,000
  • • Cross-border wire transfers and payment information

9. Three Lines of Defense

First Line

President & Management Board

Second Line

AML Officer & Compliance Team

Third Line

Internal & External Auditors

10. Record Keeping

We maintain comprehensive records for a minimum of 5 years as required by EU regulations:

  • • Customer identification documents
  • • Transaction records and monitoring reports
  • • Suspicious activity reports
  • • Risk assessment documentation
  • • Training records and certificates
  • • Internal investigation reports
  • • Correspondence with authorities
  • • Sanctions screening logs

11. Company Information

ILYA BIG STAR LIMITED LIABILITY COMPANY

ILYA BIG STAR SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ

ul. Michała Kleofasa Ogińskiego, nr 11, lok. 9

03-318 Warszawa, Poland

KRS: 0001070217 | NIP: 5223278580 | REGON: 527002360

12. Contact Information

Compliance Officer: compliance@bigstar-pay.pl
General Inquiries: info@bigstar-pay.pl
Whistleblower Reports: Anonymous reporting available through compliance channel

Policy Version: 1.0

Approved by: ARNOLDS KALNIŅŠ, President of Management Board

Last updated: September 13, 2024

Next review: September 13, 2025